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A new book alleges that FINRA dumped its own $650 million portfolio of auction-rate securities shortly before the market froze in 2008.
At some point in your career, you'll almost certainly be involved in arbitration, mediation, negotiation, litigation—all set-piece battles. So it's a good idea to understand the nature of the beast.
As the outgoing chairman of the U.S. Commodity Futures Trading Commission, Gary Gensler has a unique perspective from which to remark on Wall Street's transgressions and how they should be curbed.
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