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A recent proposal by the Fed to prevent automatic cancellation of derivatives should a bank flounder is viewed by many experts as insufficient to control systemic risk, where the real danger lies.
In the wake of settlements by Barclays and Credit Suisse over dark pool violations, many are questioning the legality of the dark pool system as a whole, especially in relation to high-frequency trading.
Lack of transparency owing to the sheer size of many financial institutions, as well as future "innovations" that may circumvent rules, present steep challenges to regulatory reform for the financial industry.
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Savvy Tax Planning School for Advisors
With Debra Taylor, CPA/PFS, JD, CDFA
June 6–7, 2024, Chicago, IL
The Discovery Meeting Workshop: Transform Your Discovery Process
May 20–21, 2024