On the Bleeding Edge of Financial Planning Fee-for-Service Regulation

Aug 3, 2017 / By Michael Kitces, MSFS, MTAX, CFP, CLU, ChFC
Print AAA
Add to My Archive
My Folder

My Notes
Save
Some 80% of advisors are at least partially fee-for-service today, yet there is little uniformity regarding regulation of fee-for-service financial planning from one state to the next. Is it time for NASAA to consider a Model Rule that sets forth best practices in regulation and oversight of these new business models?

Read the Full Article Now
Take a 60-Day Free Trial

No credit card, no obligation
Financial Professionals only

Already a Horsesmouth member?

Member Login

IMPORTANT NOTICE
This material is provided exclusively for use by Horsesmouth members and is subject to Horsesmouth Terms & Conditions and applicable copyright laws. Unauthorized use, reproduction or distribution of this material is a violation of federal law and punishable by civil and criminal penalty. This material is furnished “as is” without warranty of any kind. Its accuracy and completeness is not guaranteed and all warranties express or implied are hereby excluded.

© 2024 Horsesmouth, LLC. All Rights Reserved.