On the Bleeding Edge of Financial Planning Fee-for-Service Regulation

Aug 3, 2017 / By Michael Kitces, MSFS, MTAX, CFP, CLU, ChFC
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Some 80% of advisors are at least partially fee-for-service today, yet there is little uniformity regarding regulation of fee-for-service financial planning from one state to the next. Is it time for NASAA to consider a Model Rule that sets forth best practices in regulation and oversight of these new business models?

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